{"has_more":false,"total_items":3,"items":[{"vg_id":0,"published_date":"2009-12-14","journal":"Amended by SR-FINRA-2009-044 eff"},{"vg_id":0,"published_date":"1996-05-09","journal":"Special NASD Notice to Members","page_from":96,"page_to":128,"doi":"https://doi.org/10.1080/00306525.1962.9633426"},{"vg_id":0,"journal":"The history of the Securities Exchange Act of 1934 indicates that it was motivated by a desire on the part of President Roosevelt and Congress to impose fiduciary duties on securities"}]}